Glass Ceiling
As he bumps up against long-held assumptions bout structure, engineer Tim
MacFarlane clings to his visions of the transparent city.
By Adam Davidson

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Tim
MacFarlane's glass canopy for a subway entrance on the plaza of
Raphael Vinoly's Tokyo Forum
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Tim
Macfarlane holds a thick book in his hand. "This has everything
you need to build a building," he says. "It tells you how to use
steel, brick, timber, concrete. It has everything except for glass."
The book of standards he's holding, found on every engineer's shelf,
explains how much weight a support material can carry. Without it,
an engineer is blind, with no idea how to arrange things so a bridge,
a building, or a house stays standing. With it, an engineer can
build almost anything. Macfarlane dreams of the day when this book
will contain one of the strongest, most versatile, most exciting
materials known to man. He hopes that in the future every good engineer
will be able to build with glass.
The 49-year-old Scottish structural engineer says we are just beginning
to understand what glass can do. Macfarlane's recent breakthroughs
prove that architects and engineers can now create structures entirely
of glass. There is no longer a need to have any other material holding
a building up; he imagines suspension bridges held by glass chains,
or a gigantic geodesic dome of pure glass surrounding a college
campus or an entire city. "That's just waiting to be done," he says.
"You could build all of Buckminster Fuller's structures [out of
glass]."
Ours
is a pivotal time for building with glass, Macfarlane says. The
last decade has been revolutionary: A new development about every
other year has opened up dramatic possibilities for using glass.
New or impending technologies allow glass to be switched, at the
push of a button, from transparent to solid black, green, or yellow--to
the image of an Impressionist masterpiece or the Jerry Springer
show. And glass is no longer a passive solar-heat transmitter. It
can be coated so that it reflects heat outwards, keeping a house
cool but well lit all summer long. In the winter, a new type of
glass can generate heat, offering a dramatic improvement over radiators
or forced-air. With glass, Macfarlane says, "you could go a long
way to a completely self-sufficient environment."
At
a moment when many architects want to highlight structure, glass
is a particularly attractive option. Often invisible, glass actually
calls attention to itself when used structurally, says Guy Nordenson,
an engineer who has built several structures with the material.
"You can create something that looks impossible and invites you
to figure it out," he says.
Consider some of the buildings in the world that have most delighted
their viewers: the Crystal Palace, the Farnsworth House, I.M. Pei's
Louvre Pyramid. All are structures in which glass dominates and
structural steel is kept to a minimum. Glass allows a structure,
or at least parts of it, to seem to disappear or float in midair.
Glass amazes. For centuries--even with thick-stone construction--builders
have sought to leave as much room as possible for glass.
It's
tempting to say that the home of the future is only a few years
away and that it will be built completely out of glass. It's an
exciting prospect, but it won't happen. We are entering a period
when it is becoming clear that glass has tremendous limitations.
Surprisingly, they are not structural ones. Macfarlane has discovered
that glass can be even stronger than steel. But if it is imagination
and excitement that push glass forward, it is fear and money that
keep it back. And fear and money, it appears, are stronger.
Fear exists at every point on the chain of construction decision-making.
Clients don't believe glass can hold up a building. Architects can't
imagine designing with only glass. Engineers don't know how to use
glass. Contractors and glass manufacturers are terrified of being
responsible for an all-glass structure that fails. And then there
is money. Each of these players can imagine the lawsuits if they
approved some building that killed people.
Even
the celebrated German engineer Jörg Schlaich, famous for building
beautiful walls, roofs, and domes made mostly with glass, holds
his creations in place with a steel mesh. "We have not taken glass
as load-bearing," he says. "I'm very reluctant to do that. Glass
is very good in compression [pushing] but very poor in tension [pulling
or bending]."
"He's convinced about something he's not thought through!" Macfarlane
says sharply. "He shouldn't pronounce on something with such conviction
without holding it out as a debate. Every piece of glass that graces
your window undergoes extreme cycles of tension. His prejudice is
based on lack of familiarity with the process of using glass. He's
scared of it. And instead of saying he's scared, he says it's better
to use glass in compression."
Macfarlane
overcame his own prejudice in 1995. That's when he was asked to
make a small Tokyo subway entrance out of nothing but glass. "I
thought, This is completely mad. There is no way in the world you
would build a 10-meter cantilever in earthquake country. I couldn't
imagine it." He put the faxed proposal in his pocket and promptly
forgot about it. What happened over the next few months showed how
much more we can do with glass--and how unlikely we are to do it.
By the time of the Tokyo proposal, Macfarlane, who operated out
of an office in London, had already made some dramatic structural
breakthroughs. He'd created the first large-pane glass walkway--a
sidewalk made of a single 12-foot-by-4-foot sheet of glass for a
restaurant in London. Previously, glass walkways were made of small
glass bricks or sheets no bigger than two-and-a-half square feet.
He had also created the first structure--a small garden patio--with
no steel, concrete, or brick supports at all: the beams and columns
were sheets of glass.
These
innovations dramatically expanded how architects could use glass,
but the material was still far from viable as an alternative to
steel or reinforced concrete. The Tokyo subway entrance was much
more complex than what Macfarlane had done previously. This all-glass
canopy was to be part of Rafael Viñoly's Tokyo International Forum,
a grand conference center. The Forum included a curved-glass building
several stories high in front of a plaza. Unfortunately, says Charles
Lumberg, the design architect under Viñoly, the Tokyo city government
insisted on placing a subway entrance in a key part of the plaza.
"We didn't want anything blocking the view to the building," Lumberg
says. "We had done 18 different schemes of a steel structure with
glass on it. The consulting engineer said, eThis is ugly,' which
embarrassed the hell out of me." The engineer said that the entranceway
should be made entirely of glass. "He thought we should have a technical
as well as an aesthetic breakthrough on the project," Lumberg says.
The
project's engineer, Kunio Watanabe, had spent three months trying
to create a stable all-glass canopy. He couldn't do it. According
to Macfarlane, engineers have a hard time creating glass structures
because there isn't enough information available on them. "Every
other material has engineering specifications," he says. "Within
seconds, you have them at your fingertips. But it never happened
for glass as a structural material. How does glass break; what level
of weight makes it break?"
The
information isn't available because glass manufacturers--the ones
who have the data--don't want engineers using it. "Glass does not
let you make a mistake," says John Colvin, a scientist who is developing
new glass standards for the European Union. He says manufacturers
are terrified of supplying data to an engineer who would use them
improperly. "The mistake can be trivial," he adds. "Glass doesn't
have any yield. If you put a concentrated stress on steel, it flattens
around, bends a little. Do that with glass, and you end up with
broken glass."
Macfarlane
ignored the fax from Tokyo for a week. Then one night he began absentmindedly
sketching on a napkin while eating dinner at a Chinese restaurant.
The first problem was he knew he couldn't use just one piece of
glass. "I realized I had to use pieces that were joined together,"
he says. "I knew that one shouldn't attempt to glue them together,
because all the glues I had used had ripped the surface off the
glass and caused complete havoc every time. Then I realized the
only other method was bolting"--something no one had done in an all-glass
structure. But normal bolts would concentrate the load in one place
on the sheet, and that's what makes glass shatter.
In Macfarlane's sketch, three perpendicular glass beams would support
the glass roof of the canopy. The beams and roof panes would be
connected at their midpoints and edges by a specially made bolt
that would distribute the load evenly. Since each sheet of glass--roof
pane or beam--would be bolted at four separate places, the load would
not be concentrated in any single area.
Macfarlane realized two things. The first was that this idea just
might work. The second was that no one had ever done anything like
it. No one had cantilevered 33 feet of glass. No one had built a
glass structure in which a heavy load was carried by a bolt through
a small hole. He flew to Tokyo a week later.
Macfarlane's solution was a great shock to the entire Tokyo team.
They had spent months failing to solve a problem that he had solved
over dinner. Several team members expressed doubt that such an untested
process could work. As it happened, the man directing the project
for the Tokyo city government was an engineer who had a fondness
for glass and a belief in its strength. He insisted that the project
go forward.
The contractor, meanwhile, hoped to kill it right away. "Ultimately,
he would have to take responsibility for the canopy in its entirety,"
Macfarlane explains. "He had no experience of imaginative leaps
and no desire to have them, either. He liked to go home at night
and sleep, thank you very much. With a lot of pressure from the
architect and the engineer, we eventually dragged the contractor
along with us. And edrag' is the word because you could see he was
almost hell-bent on stopping the process at numerous points along
the way."
The contractor insisted on presenting the plan to engineers at Asahi
Glass, Japan's leading manufacturer. "Asahi didn't believe in the
techniques," Macfarlane says. "In the first meeting, the Asahi engineer
brought a cartoon along because he didn't speak English very well.
He produced this roll of paper on which he'd drawn a canopy with
a Japanese man lying on his back with a glass blade through his
stomach. He said, eI'm very worried.' They had no framework in which
they could think about the problem. They could only think of catastrophic
results."
To assuage the contractor's fears--and his own--Macfarlane was given
a budget of 50,000 pounds ($80,000) to fully test the canopy. After
calculating the likely loads placed on the canopy during a typhoon
or earthquake, Macfarlane realized that the whole project came down
to one question: Could a bolt through a hole in a sheet of glass
support a weight of one ton? He hired his architect friends Jon
Corpe and Sheila Bull to spend months in a lab at London's City
College finding out. They would test the glass by cutting holes
in it, applying greater and greater loads, and seeing how much weight
made the whole thing break. They were able to make special stress
images, multicolor scans that show exactly where in a sheet of glass
the stresses are strongest. Corpe soon realized that the holes for
the bolts needed to be cut with extreme precision. The slightest
imperfection would concentrate the load at one part of the hole
and cause the glass to shatter. But nobody in the industry cut to
such standards.
Macfarlane had learned from his earlier projects that most glass
manufacturers and glaziers would have nothing to do with an idea
like this; they had said no to far more modest proposals. He turned
to the bravest and best glass man he knew, John Hodgson of the British
company Firman Glass. "The crazier the project, the better we like
it," says Hodgson, who has worked with glass since he apprenticed
under his father as a boy.
Corpe
pushed Hodgson, who at first felt the standards were impossible
to meet, and together they discovered ways to reconfigure Hodgson's
glass-cutting machine until it reached tolerances higher than had
been achieved by anyone they knew. Once the holes were cut properly
and without error, the tests began to amaze Macfarlane and Corpe.
They attached half a ton. Three-quarters of a ton. A ton. Then,
Corpe recalls, "We heard a loud bang. We all turned around expecting
to see shattered glass." Instead, they saw the glass beams dangling
limply but completely undamaged. It wasn't the glass that had broken;
it was the steel pin holding the glass in place.
The tests showed that a sheet of glass supported by a bolt on only
one side could support a load of 19 tons before it would break--that's
19 times what the project required. This figure was only reached
under ideal conditions, but in every test, the glass supported from
six to 10 tons. "It's astonishing that you could drill a hole in
glass, put in a bolt, and hang four or five Rolls Royces from it,"
Macfarlane says.
The
testing took months and a great deal of money. Clearly, few projects
can support so extensive a process. Worse, explains Corpe, these
tests apply only to this specific project. If a materials-science
professor or engineer spent a year testing Macfarlane's structure
through the full range of possible loads, the idea would be easily
available to whoever wanted to use it. But Corpe says that almost
all glass manufacturers have stripped down their research and development
departments. "And what developer does any R&D?" he asks.
Macfarlane now had to convince the Japanese contractor that the
project was safe enough to build. The contractor insisted on sending
Asahi Glass engineers to London to make sure the canopy was being
fabricated correctly. "I didn't want Asahi to find out who John
[Hodgson] was because he's an East End barrow boy," Macfarlane says.
"His factory looks like a scrap heap. There's broken glass everywhere.
It looks terrible as compared to the Japanese-hospital conditions
that their factories are run under." Eventually, the Asahi engineers
demanded to see the yard. "It's way out in the East End of London,
and they're getting further and further from civilization and their
faces are getting longer and longer," Macfarlane recalls. "You drive
into this yard and you can see that they're absolutely appalled."
But that changed when they saw the product. "There's the glass beam
lying on the table, and it just looks spectacular," Macfarlane says.
"Every inch of skill is visible. The Japanese immediately pounced
on it and started measuring it, top to bottom. They kept on gasping.
They couldn't measure an error. That was shocking to them."
Now confident, Macfarlane and Corpe sent the glass-roof sheets and
beams to Tokyo, and Asahi fabricators assembled the canopy. In four
years it has withstood two major typhoons and an earthquake measuring
six on the Richter scale. But Macfarlane says the Japanese team
never accepted the project. "Even on the day they finally took away
the supports, there wasn't that kind of eruption of confidence and
happiness that accompanies the fully committed process," he says.
The contractor simply asked Macfarlane, "When will it break?"
Macfarlane won several prestigious engineering awards, and his canopy
was praised in architectural and engineering journals around the
world. Many people recognized that his solution applied not only
to subway entrances but to any sort of structure someone might like
to create.
"You suddenly give yourself a whole new way of joining glass to
glass, and it releases a whole new set of structural possibilities,"
Macfarlane explains. He pauses, imagining more and more absurd glass
structures. "If you want to build a dome that has a 120-foot radius
out of individual pieces of glass, you could certainly do that."
This
is the point in the story where you're supposed to read that
the new bolting method--so elegant and brilliant--is being used on
countless buildings all over the world. But as far as Macfarlane
knows, it has been used exactly two other times. Last year, he used
the system, again for Viñoly, to create a 60-square-yard wall of
glass on the Samsung Cultural and Education Center in Seoul, Korea.
And a friend of Macfarlane's has reported seeing the identical system
on a canopy at the Ventura Building, designed by Davis Brody Bond
Architects, on East 86th Street in New York City. "They completely
plagiarized without calling me," Macfarlane says. "I would have
helped them." On the other hand, such audacity is exactly the attitude
he respects. "If ASI [the company that manufactured the New York
canopy] have the balls to knock off my canopy, I might work with
them."
In fact, Macfarlane is so eager to have companies use his idea that
he didn't patent it. "People who patent things drive me nuts," he
says. "People are born to share things, not to stick them in fucking
safety vaults."
But the idea hasn't spread as much as it could, and the Tokyo canopy
project, for all its success, can serve as a study of the reasons
why. First of all, few people are aware of glass's structural potential.
Clients--be they home-owners or developers--are unlikely to be knowledgeable
enough about glass to suggest that their buildings be made out of
it, and few architects have had the chance to work with glass structurally.
The rare architect who does explore the structural possibilities
of the material during the design phase is unlikely to find an engineer
willing to carry out his ideas.
Even with an architect as adventurous as Viñoly and an engineer
as creative as Macfarlane, the Tokyo canopy project shows how reluctant
contractors will be when confronted with new and potentially hazardous
ideas. But contractors might follow the lead of the one group that
could create a groundswell for structural glass: the glass manufacturers
themselves. There are only a handful of companies in the world that
start with sand and end up with flat glass. The manufacturers, more
than anyone, know how strong glass is, but they're far from eager
to open up a new market.
"There's no particular incentive to change," says Adrian Ashfield,
a former executive at Pilkington, England's leading glassmaker,
who now works as a consultant to the glass industry. "Rather than
competing with the manufacturers of different materials [such as
steel], glass companies view each other as the competition," he
says.
With so few glass companies all churning out the same product in
the same standard sizes for the same clients, the only thing they
can compete with each other on is price. "Pile it high and sell
it cheap," is the industry's credo, Corpe explains. To create a
market for structural glass on a big scale--and the glass industry
only does things on a big scale--would cost a lot of money. First
manufacturers would have to conduct the comprehensive sorts of tests
Corpe hopes for. Then they would have to spend a great deal to educate
contractors and others about ways glass could be used structurally.
All this when their primary clients--contractors--are not at all interested
in such an innovation. Meanwhile, by promoting structural applications
for glass, the manufacturers would open themselves to liability
lawsuits whenever structural glass failed.
All of these costs would increase the price of their bread-and-butter
product: mass-produced nonstructural glass. Whichever company raised
its prices first would suffer a long time before seeing any benefit
from structural glass. And why do it when the industry already makes
a fortune on windows, bottles, computer screens, tables, and drinking
glasses?
Some
believe that the way to make structural glass a reality is to encourage
manufacturers to make stronger glass. Or, rather, to unlock the
strength already present in glass.
"The theoretical strength of glass is between 2 million and 5 million
pounds per square inch," says Arun Varshneya, professor of glass
science and engineering at the New York State College of Ceramics
at Alfred University. "The best of steel is around 90,000 pounds
per square inch. That's counterintuitive, isn't it? Glass is 20
to 50 times stronger than steel."
The
5 million figure represents "the force [it would take] to pull one
atom away from the other," he says. But glass rarely exhibits such
enviable strength in practice, Varshneya adds, because "when you
have a flaw in glass, it acts as a stress concentrator." He explains
that any sheet of glass has countless "flaws," places where there
is a space between two chains of glass atoms. These flaws are often
so small they can't be seen on the strongest electron microscope,
and they exist even in the best manufacturing processes. As a result,
most commercially viable sheets of glass can withstand loads of
only around 2,000 pounds per square inch.
Glass companies can overcome the problem created by these flaws
by toughening glass through a lengthy, expensive process that effectively
creates an invisible shield on the surface of the glass. Current
technology, used mostly on airplanes, can produce glass capable
of withstanding forces of 100,000 pounds per square inch, or more
than 10 percent stronger than steel. Varshneya believes that manufacturers
could be able to make a cheap version of this super-strong glass
within 10 years. But it looks as though glass companies will ignore
Varshneya's ideas and continue to charge exorbitant rates for stronger
types of glass, prohibiting all but the wealthiest developers from
using them.
Cutting costs to remain competitive, glass manufacturers have dramatically
slashed research and development budgets in recent years. What research
is done focuses on other areas. The 1997 "Glass Technology Roadmap,"
created by a consortium of glass manufacturers and the U.S. Department
of Energy, spelled out the industry's research priorities. The greatest
focus is on improving the process of making glass, which now requires
tremendous heat, drains fossil fuels, and creates pollution. The
industry is also excited about continuing to develop smart windows
that can change colors or reflect or convert heat. And there are
many applications for fiber optics. Some imagine that the guts of
computers will soon be composed mostly of glass. There is a section
of the report called "innovative uses," a sort of dreamy wish list
of possible new markets for glass. In it, there is not a single
mention of glass used structurally in the way Macfarlane imagines.
Instead, researchers are examining how to reinforce concrete with
glass threads or improve the strength of fiberglass so that it could
become a structural solution. Apparently, opaque fiberglass is--both
functionally and to the human imagination--far more like concrete
than transparent glass is.
As Macfarlane explains, the ability to use glass structurally relies
not only on major technological breakthroughs but also on subtle
personal ones. "It's a common prejudice that glass is a weak, brittle
material," he says. "It's a natural response. I had it. To actually
believe that I could handle this as a structural material was the
hardest of ideas to overcome psychologically." Now he says, "I would
like glass technology to be a familiar tool for an architect to
use. I would like the technology to be as cheap and familiar as
it can be so that architects can use it well."
Yet
for all its strength, Macfarlane says, glass is tricky. He imagines
that if it were commonplace, some people might use it incorrectly,
and glass structures would fail. But he's more afraid of something
else. After fascinating humankind for thousands of years, what if
glass structures sprouted up on every block? Widely accessible,
structural glass might lose some of its wondrous appeal. "It could
stop being interesting," Macfarlane says, his normally confident
and fluid voice becoming uncertain. He explains that, precisely
because it is so difficult and expensive, the few all-glass structures
he has seen are important, beautiful works. "Glass structures can
truly become significant in the hands of someone who wants to say
something," he says. "A glass structure is almost sculptural, almost
a piece of high art." If structural glass were to become as widespread
as plywood, "it would probably be highly abused and would end up
losing its potency," he admits. "It could come to a Wal-Mart near
you." |